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What Are the Most Common Statistical Programming Questions Clinical Trial Sponsors Ask?

Patricio Ledesma

Sofpromed's CEO and Founder. Global Director of Clinical Operations. 15+ years of experience in managing clinical trials.

11 November, 2026

A Practical Perspective from Patricio Ledesma

Table of Contents

When I speak with biotech companies, pharmaceutical sponsors, and clinical development teams, I often notice the same pattern.

The questions may come from different organizations.

The therapeutic areas may be different.

The studies may range from Phase I first-in-human trials to global Phase III pivotal programs.

But the underlying statistical programming concerns are remarkably similar.

Sponsors want confidence.

They want quality.

They want regulatory compliance.

And they want submission-ready deliverables that will stand up to scrutiny from authorities such as the FDA, EMA, MHRA, PMDA, and Health Canada.

Over the years at Sofpromed, I have participated in hundreds of discussions with sponsors regarding CDISC implementation, ADaM derivations, TLF production, SAS validation, and submission readiness.

In this article, I will discuss the most common statistical programming questions sponsors ask and explain why these topics matter so much.

CDISC Standards & Regulatory Compliance

Question 1: How are SDTM and ADaM datasets implemented?

This is probably the most common question sponsors ask.

Before a sponsor can submit data to regulators, raw clinical data must be organized according to CDISC standards.

The process typically follows a structured flow.

Table 1: Stages from EDC data collection to TLF production

Step Output Purpose
EDC Data Collection Raw Data Original clinical observations
Data Cleaning Clean Database Query resolution completed
SDTM Mapping SDTM Domains Regulatory-standard datasets
ADaM Derivations Analysis Datasets Statistical analyses
TLF Production Tables, Listings & Figures CSR and submission outputs

 

Table 2: Typical SDTM domains

Domain Description
DM Demographics
AE Adverse Events
CM Concomitant Medications
EX Exposure
LB Laboratory Data
VS Vital Signs
EG ECG Data
MH Medical History

 

After SDTM creation, the data are transformed into ADaM datasets.

ADaM datasets support statistical analyses.

Table 3: ADaM dataset examples

ADaM Dataset Purpose
ADSL Subject-Level Analysis Dataset
ADAE Adverse Event Analysis
ADLB Laboratory Analysis
ADVS Vital Signs Analysis
ADTTE Time-to-Event Analyses
ADPC Pharmacokinetic Concentrations
ADPP Pharmacodynamic Analyses

 

Sponsors want assurance that every derivation follows CDISC standards and regulatory expectations.

They also want to understand whether reusable, validated programming standards are being used.

Question 2: Is the define.xml file accurate and complete?

A define.xml file acts as the metadata roadmap for a regulatory submission.

Regulators rely heavily on it.

A technically correct dataset submission can still generate regulatory questions if define.xml documentation is incomplete.

Table 4: Key components of define.xml

Component Purpose
Variable Metadata Describes each variable
Controlled Terminology Explains code lists
Computational Methods Documents derivations
Value-Level Metadata Explains parameter subsets
Origin Information Identifies source data
Reviewer Comments Supports reviewer understanding

 

Sponsors typically ask:

  • Are all variables described?
  • Are computational algorithms documented?
  • Are codelists correctly referenced?
  • Are derivation methods traceable?
  • Does the file validate against current standards?

A high-quality define.xml reduces review risks substantially.

Question 3: How is data traceability maintained?

Traceability is a cornerstone of regulatory compliance.

Regulators expect to trace any result back to its source.

A sponsor may ask:

"Can you demonstrate exactly how this efficacy endpoint was derived?"

The answer should always be yes.

Table 5: Data traceability flow in a clinical study

Layer Example
Source Data CRF Blood Pressure
SDTM VS Domain
ADaM ADVS Dataset
Statistical Output Change from Baseline Table
CSR Clinical Study Report

 

Table 6: Example of data traceability chain

Variable Source
AVAL Derived Analysis Value
ABLFL Baseline Flag
CHG Change from Baseline
PCHG Percent Change
TRTEMFL Treatment Emergent Flag

 

Every analysis variable should have documented lineage.

This is especially important during regulatory inspections.

Validation & Quality Control

Question 1: How are SAS programs validated?

Sponsors understandably place tremendous emphasis on validation.

A programming output is only valuable if it can be trusted.

Table 7: Common validation approaches in statistical programming

Method Description
Double Programming Independent replication
Peer Review Code review by second programmer
Log Review Verification of execution logs
Dataset Validation Dataset-by-dataset comparison
Output Validation Table-by-table comparison

 

Table 8: Relative effort of validation methods

Method Time Requirement Risk Reduction
Manual Review Low Moderate
Peer Review Moderate High
Double Programming High Very High
Automated Validation Moderate Very High

 

Double programming remains one of the most respected methods because two independent programmers produce the same result separately.

If both outputs match, confidence increases significantly.

Question 2: How are discrepancies between the Statistical Analysis Plan (SAP) and outputs resolved?

This question appears in nearly every study.

The SAP defines what analyses should be performed.

The statistical programming team implements those analyses.

Occasionally discrepancies emerge.

Table 9: Examples of discrepancies in statistical analyses

Potential Discrepancy Example
Population Definition SAP differs from protocol
Endpoint Definition Update after SAP finalization
Missing Data Rule Unclear imputation guidance
Subgroup Analysis Additional sponsor request
Statistical Method Ambiguous methodology

 

Table 10: Discrepancy resolution process

Step Activity
1 Identify discrepancy
2 Discuss with lead statistician
3 Assess protocol consistency
4 Document decision
5 Update specifications
6 Revalidate outputs

 

Sponsors expect complete documentation of every decision.

Question 3: How are SAS logs and error/warning flags handled?

This is another very common audit question.

Every SAS log should be reviewed.

Table 11: SAS log review expectations

Log Item Required Action
ERROR Must be resolved
WARNING Investigate and document
Uninitialized Variable Investigate
Data Conversion Note Review impact
Missing Values Generated Evaluate validity

 

Table 12: Example log quality metrics

Metric Target
Errors 0
Unresolved Warnings 0
Critical Notes 0
Documented Exceptions 100%

 

Clean logs are a hallmark of mature programming teams.

Data Handling & Edge Cases

Question 1: How are missing data, partial dates, or imputed values handled?

Clinical trial data are rarely perfect.

Missing dates and incomplete information are common.

Sponsors want to know exactly how those situations are managed.

Table 13: Common partial date examples

Reported Date Issue
2026-03-UN Missing Day
2026-UN-UN Missing Month and Day
UN-UN-UN Entire Date Missing

Table 14: Common imputation methods

Scenario Possible Rule
Missing Day First Day of Month
Missing Month January
Missing AE Start Date Conservative Treatment-Emergent Assumption
PK Missing Concentration Protocol-Specific Handling

 

Every imputation rule should be predefined.

Consistency is essential.

Question 2: How are adverse events (AEs), concomitant medications, or lab data anomalies managed?

This topic generates many sponsor questions.

Real-world clinical datasets contain complications.

Table 15: Typical data challenges

Challenge Example
Duplicate Records Same event entered twice
Overlapping Events Date collisions
Partial Dates Missing onset dates
Coding Updates MedDRA version changes
Blinded Data Restricted access datasets

 

Table 16: AE programming checks

Validation Area Example Check
Treatment Emergence TRTEMFL logic
Severity Missing grades
Relationship Missing causality
Seriousness SAE consistency
Coding Quality MedDRA hierarchy review

Laboratory data undergo similar validation.

Extreme values.

Duplicate visits.

Reference range changes.

Unit conversion discrepancies.

All require systematic review.

Efficiency & Deliverables

Question 1: Are macros and automated workflows modular and documented?

Sponsors increasingly evaluate programming infrastructure.

They do not simply review final deliverables.

They assess the programming environment itself.

Table 17: Characteristics of high-quality macros

Characteristic Benefit
Reusable Faster development
Parameterized Flexible execution
Validated Lower risk
Documented Easier maintenance
Version Controlled Better compliance

 

Table 18: Benefits of automation

Benefit Impact
Reduced Manual Steps Fewer errors
Faster Turnaround Better timelines
Standardized Outputs Consistency
Improved Audit Readiness Inspection support

 

At Sofpromed, we strongly encourage standardized, reusable programming frameworks because they improve both quality and efficiency.

Question 2: How are TLFs formatted for review?

Sponsors spend enormous amounts of time reviewing Tables, Listings, and Figures.

Presentation quality matters.

Even perfectly correct results can slow review cycles if formatting is poor.

Table 19: Typical TLF deliverables

Deliverable Format
Tables RTF, PDF
Listings RTF, Excel
Figures PDF, PNG
Patient Profiles PDF
Safety Reports PDF, RTF

 

Table 20: Key formatting requirements

Area Requirement
Fonts Consistent corporate style
Pagination Correct page numbering
Footnotes Dynamic and accurate
Titles SAP-compliant wording
Decimal Places Statistical consistency

 

Table 21: Common regulatory submission TLF characteristics

Characteristic Importance
Reproducibility Critical
Consistency Critical
Readability High
Traceability Critical
Auditability Critical

Modern SAS programming frequently uses PROC REPORT, ODS RTF, ODS PDF, and automated reporting frameworks to generate submission-ready outputs.

Conclusions

In my experience, sponsors are not simply hiring statistical programmers to write SAS code.

They are looking for regulatory partners.

They want confidence that their data can withstand regulatory review.

They want SDTM and ADaM datasets that follow CDISC standards.

They want traceability from source data to final outputs.

They want validated programs.

They want clean SAS logs.

They want high-quality Tables, Listings, and Figures.

Most importantly, they want a team that understands both statistics and regulatory science.

At Sofpromed, our statistical programming teams work alongside biostatisticians, clinical data managers, medical writers, and regulatory specialists to help sponsors achieve exactly that goal.

Whether the project is a Phase I oncology study, a rare disease program, a global Phase III trial, or an integrated submission package, the questions sponsors ask tend to be remarkably similar.

The difference lies in how effectively those questions are answered.

And that is where experienced statistical programming teams create real value for clinical trial sponsors.

Patricio Ledesma

Patricio Ledesma (B.Eng Concordia University, Montreal, Canada and Master’s Degree in Clinical Trials, University of Seville, Spain) is the Head of Clinical Operations and Founder at Sofpromed CRO. Patricio is a professional consultant providing comprehensive, one-stop expert advice and guidance to biotechnology and pharmaceutical companies worldwide in the field of clinical trials and drug development. He is personally and enthusiastically devoted to helping biotech Chief Executive, Operations, Scientific, Medical, and Regulatory Officers in the planning and execution of phase I-IV clinical trials across North America, Europe, Asia-Pacific, Latin America, and Middle East regions. You can contact Patricio at: +34 607 939 266  pledesma@sofpromed.com 

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Patricio Ledesma

Patricio Ledesma (B.Eng Concordia University, Montreal, Canada and Master’s Degree in Clinical Trials, University of Seville, Spain) is the Head of Clinical Operations and Founder at Sofpromed CRO. Patricio is a professional consultant providing comprehensive, one-stop expert advice and guidance to biotechnology and pharmaceutical companies worldwide in the field of clinical trials and drug development. He is personally and enthusiastically devoted to helping biotech Chief Executive, Operations, Scientific, Medical, and Regulatory Officers in the planning and execution of phase I-IV clinical trials across North America, Europe, Asia-Pacific, Latin America, and Middle East regions. You can contact Patricio at: +34 607 939 266 pledesma@sofpromed.com